AQSE Document Library
Key regulatory documents and forms for all market participants are available to download below.
Please see relevant documentation, guides and forms below or contact us.
AQSE Growth Market
- AQSE Growth Market Access Rulebook
- AQSE Growth Market Apex Rulebook
- Form – Additional Information Disclosures
- AQSE Growth Market Issuer Admission Agreement
- AQSE Growth Market Fees for Issuers 2023
- AQSE Qualifying Markets for Fast-Track
- AQSE Appendix Checklist for Fast Track Admission
- AQSE Proforma Suitability Review Letter
- AQSE Proforma Application Announcement
- AQSE Securities Application Form
- AQSE Apex Transition Provisions
AQSE Main Market
Corporate Advisors
- Corporate Adviser Declaration – New Client
- AQSE Corporate Adviser membership application form
- AQSE Corporate Advisers membership application form (for Nomads)
- AQSE Corporate Adviser handbook
- AQSE Corporate Adviser fee schedule 2022
- Corporate Adviser Declaration - Access IPO
- Corporate Adviser Declaration - Apex IPO
- Corporate Adviser Declaration - Fast-track
- AQSE Disciplinary Procedures
- AQSE Practice Note Due Diligence
- AQSE Disciplinary Procedures – December 2022
- AQSE Brochure
- AQSE FAQs
- AQSE Multicast Market Data Specification
- AQSE Member Fee Schedule
- AQSE Membership Application Form
- Aquis Member Participation Agreement
- AQSE Trading Rules
- AQSE Market Maker Registration or Deregistration
- AQSE FIX Rules of Engagement Specification– Trading
- AQSE FIX Rules of Engagement Specification – Market Data
- AQSE Trading Parameters
- AQSE Authorised Persons Form for the Request of Quote Deletions
- AQSE Request to Trade in a Suspended Security Form
- AQSE Network Connectivity
- AQSE FIX IDs and Associate Participants
- AQSE Security Types
- AQSE Supported Boards
- AQSE Supported Currencies
- AQSE Supported Securities & Codes
- AQSE Manual Trade Entry Sheet +
- AQSE Conformance Test Script
- AQSE Supported Trades & Associated Data Mic
- AQSE Tick sizes MiFID2
- AQSE Disorderly Trading Conditions Policies & Arrangements
- AQSE Instruments
- AQSE Market Maker Obligations
- AQSE Trading Members
- AQSE Market Maker Presentation
- AQSE Market Maker Warrant Incentive Scheme - 2021
- AQSE Market Maker Warrant Incentive Scheme - 2022
- AQSE Market Maker Warrant Incentive Scheme Qualifying Securities – Q2 2022