Oberon Investments - Director share dealing

Announcement provided by

Oberon Investments Group Plc · OBE

20/10/2023 17:43

RNS Number : 8714Q

Oberon Investments Group PLC

20 October 2023

Oberon Investments Group PLC

Director Share Dealing

Oberon Investments Group Plc ("Oberon" or the "Company"), the boutique investment management, wealth planning and corporate broking group, announces the following Director Share Dealing:

- Simon McGivern, Group CEO, has sold 11,598,303 ordinary shares of 0.5p in Oberon at 3.6p per share on 20 October 2023. Following the share purchase, Simon McGivern will hold 41,158,622 shares in Oberon, representing 6.78% of its issued share capital.

- Joanna McGivern, a person closely associated with Simon McGivern, has sold 650,000 ordinary shares of 0.5p in Oberon at 3.6p per share on 20 October 2023.

- Mike Cuthbert, Chairman, has purchased 140,000 ordinary shares of 0.5p in Oberon at 3.6p per share on 20 October 2023. Following the share purchase, Mike Cuthbert will hold 484,827 shares in Oberon, representing 0.08% of its issued share capital.

- Galin Ganchev, Finance Director, has purchased 138,888 ordinary shares of 0.5p in Oberon at 3.6p per share on 20 October 2023. Following the share purchase, Galin Ganchev will hold 138,888 shares in Oberon, representing 0.02% of its issued share capital.

This announcement contains inside information for the purposes of Article 7 of EU Regulation 596/2014, which is part of the United Kingdom domestic law pursuant to the Market Abuse (Amendment) (EU Exit) Regulations (SI 2019/310) ("UK MAR").

The directors of Oberon accept responsibility for this announcement.

Oberon Investments Group Plc Simon McGivern / Galin Ganchev	020 3179 5300

Novum Securities Limited (AQSE Corporate Adviser)
Richard Potts / George Duxberry	020 7399 9400


Oberon Capital (Broker)
Mike Seabrook / Nick Lovering	020 3179 5300


Notification and public disclosure of transaction by person discharging managerial responsibilities

	1	Details of the person discharging managerial responsibilities/person closely associated
	a.	Name	Simon McGivern
	2	Reason for notification
	a.	Position/Status	Group CEO
	b.	Initial notification/ Amendment	Initial notification
	3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
	a.	Name	Oberon Investments Group plc
	b.	LEI	21380024SB7KJSJ69U67
	4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
	a.	Description of the financial instrument, type of instrument Identification Code	Ordinary shares of 0.5p each ISIN Code: GB00BDZRYX75
	b.	Nature of the transaction	Sale of 11,598,303 ordinary shares of 0.5p each in the Company
	c.	Price(s) and volume(s)	Sale of 11,598,303 @ £0.036
	d.	Aggregated information - Aggregated Volume - Price	Aggregated vol = 11,598,303 Aggregated sale price = £417,538.91
	e.	Date of the transaction	20^th October 2023
	f.	Place of the transaction	London (AQSE)
Notification and public disclosure of transaction by person discharging managerial responsibilities

	1	Details of the person discharging managerial responsibilities/person closely associated
	a.	Name	Joanna McGivern
	2	Reason for notification
	a.	Position/Status	Person closely associated with Simon McGivern
	b.	Initial notification/ Amendment	Initial notification
	3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
	a.	Name	Oberon Investments Group plc
	b.	LEI	21380024SB7KJSJ69U67
	4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
	a.	Description of the financial instrument, type of instrument Identification Code	Ordinary shares of 0.5p each ISIN Code: GB00BDZRYX75
	b.	Nature of the transaction	Sale of 650,000 ordinary shares of 0.5p each in the Company
	c.	Price(s) and volume(s)	Sale of 650,000 @ £0.036
	d.	Aggregated information - Aggregated Volume - Price	Aggregated vol = 650,000 Aggregated sale price = £23,400
	e.	Date of the transaction	20^th October 2023
	f.	Place of the transaction	London (AQSE)
Notification and public disclosure of transaction by person discharging managerial responsibilities and person closely associated with them
	1	Details of the person discharging managerial responsibilities/person closely associated
	a.	Name	Mike Cuthbert
	2	Reason for notification
	a.	Position/Status	Chairman
	b.	Initial notification/ Amendment	Initial notification
	3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
	a.	Name	Oberon Investments Group plc
	b.	LEI	21380024SB7KJSJ69U67
	4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
	a.	Description of the financial instrument, type of instrument Identification Code	Ordinary shares of 0.5p each ISIN Code: GB00BDZRYX75
	b.	Nature of the transaction	Purchase of 140,000 ordinary shares of 0.5p each in the Company
	c.	Price(s) and volume(s)	Purchase of 140,000 @ £0.036
	d.	Aggregated information - Aggregated Volume - Price	Aggregated vol = 140,000 Aggregated purchase price = £5,040
	e.	Date of the transaction	20^th October 2023
	f.	Place of the transaction	London (AQSE)
Notification and public disclosure of transaction by person discharging managerial responsibilities and person closely associated with them

1	Details of the person discharging managerial responsibilities/person closely associated
a.	Name	Galin Ganchev
2	Reason for notification
a.	Position/Status	Finance Director
b.	Initial notification/ Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a.	Name	Oberon Investments Group plc
b.	LEI	21380024SB7KJSJ69U67
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a.	Description of the financial instrument, type of instrument Identification Code	Ordinary shares of 0.5p each ISIN Code: GB00BDZRYX75
b.	Nature of the transaction	Purchase of 138,888 ordinary shares of 0.5p each in the Company
c.	Price(s) and volume(s)	Purchase of 138,888 @ £0.036
d.	Aggregated information - Aggregated Volume - Price	Aggregated vol = 138,888 Aggregated purchase price = £4,999.97
e.	Date of the transaction	20^th October 2023
f.	Place of the transaction	London (AQSE)

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

NEXURONROKURUAA]]>

OBE announcements All announcements