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Consultations

No.	Consultation	Launched	Closed	Effective date	Description
1.	Market Consultation paper	1 May 2020			AQSE Market Consultation 1st May 2020
2.	SME Growth Market Status & Rule Consultation	20 December 2018	08 January 2019	29 January 2019	Response to Feedback NEX Exchange Growth Market Rules - January 2019 NEX Exchange Growth Market Rules (markup) January 2019 Consultation Paper - SME Growth Market NEX Exchange Growth Market Rules - December 2018 NEX Exchange Growth Market Rules (markup)
3.	Changes to the NEX Exchange fast track admission rules	15 June 2018	29 June 2018	1 August 2018	Fast Track consultation feedback Growth Market Rules for Issuers August 2018 Growth Market Rules for Issuers (marked up) Corporate Adviser Handbook, August 2018 Corporate Adviser Handbook (marked up) NEX Exchange Practice Note Due Diligence – August 2018
4.	Changes to the Trading Rules, in line with MiFID II.	1 November 2017	1 December 2017	3 January 2018	MiFID II - Notice of Changes to Trading Rules NEX Exchange - Draft Trading Rules - MIFID II - Mark up 01.11.2017 NEX Exchange -Draft Trading-Rules-MiFID II - 1.11.2017 NEX Exchange - Draft Trading Parameters- MIFDI II - 01.11.2017
5.	ISDX Growth Market Rules for Issuers 2016 and the ISDX Corporate Adviser Handbook 2016	13 June 2016	27 June 2016	3 July 2016	Changes for advent of MAR and other amendments ISDX Response to consultation on rule changes July 2016 ISDX Growth Market Rules for Issuers July 2016 ISDX Growth Market Rules for Issuers July 2016 mark up ISDX Corporate Adviser Handbook 13 June 2016 ISDX Growth Market Rules for Issuers Blackline 13 June 2016 ISDX Growth Market Rules for Issuers 13 June 2016
6.	Rules for Issuers 2015/Corporate Adviser Handbook 2015/Due Diligence Practice Note 2015	22 January 2015	20 February 2015	23 March 2015	Introduction of revised admission criteria for issuers, a modified framework for the role of an NEX Exchange Corporate Adviser and a practice note to clarify the due diligence requirements in respect of the NEX Exchange Growth Market.
7.	Disciplinary Procedures	25 July 2014	25 August 2014	23 March 2015	Amendments to the Disciplinary Procedures (applicable to member firms and issuers), involving disciplinary matters and appeals.
8.	Rules for issuers 2013/Corporate Adviser Handbook 2013	8 April 2013	13 May 2013	23 March 2015	Introduction of additional admission criteria for equity securities and requirements around investment vehicles, cash shells, corporate governance and disclosure, and a new framework for the role of an authorised NEX Exchange Corporate Adviser.
9.	Trading Rules 2011	29 June 2011	31 July 2011	1 September 2011	Introduction of changes to reflect the single quote-driven trading model and technical improvements to the Trading Rules.
10.	Disciplinary Procedures 2010	8 April 2010	8 May 2010	12 May 2010	Creation of a Disciplinary Commissioner as well as broadening the circumstances in which a "Precautionary Suspension" of a Member Firm can be invoked.
11.	Rules for Issuers 2010	8 February 2010	8 March 2010	12 May 2010	Incorporation of the new fast-track admission procedure for applicants from Qualifying Markets and clarification of the responsibilities and role of the Corporate Adviser and the circumstances requiring the publication of an admission document.
12.	Fast-track procedures	12 November 2009	12 December 2009	12 January 2010	Introduction of a regulatory framework enabling issuers with a quotation on certain reputable smaller company markets within the EU to obtain a dual quotation via an expedited procedure.
13.	Corporate Adviser Handbook 2009	30 July 2009	21 September 2009	1 October 2009	Clarification of certain sections of the existing handbook in response to queries received from time to time.
14.	Rules for Issuers 2009	5 January 2009	26 February 2009	9 March 2009	Clarification of certain sections of the existing rules in response to queries received from time to time.
15.	Trading Rules 2008/2009	1 September 2008	1 October 2008	23 February 2009	Introduction of changes to reflect the expansion of quote-driven services.
16.	Trading Rules 2007	16 August 2007	17 September 2007	1 November 2007	Introduction of detailed trading rulebook in order to implement the Markets in Financial Instruments Directive ("MiFID") in November 2007.
17.	Admission & Disclosure Standards, Rules for Issuers and Disciplinary Procedures 2007	23 April 2007	21 June 2007	1 November 2007	Introduction of new regulatory framework to accommodate the positioning of the Exchange both as a Recognised Investment Exchange ("RIE") and as a full service Market Operator following the implementation of the Markets in Financial Instruments Directive ("MiFID") in November 2007. Introduction of the Admission & Disclosure Standards for listed securities
18.	Rules for Issuers 2007	27 November 2006	31 December 2006	20 January 2007	Introduction of the FSA disclosure regime under the DTR in the Rules for Issuers.