(‘Capital for Colleagues’ or the ‘Company’)
HOLDINGS IN COMPANY
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to theFCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the Capital for Colleagues PLC underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name CASTLEFIELD INVESTMENT PARTNERS LIMITED City and country of registered office MANCHESTER, UNITED KINGDOM (if applicable) 4. Full name of shareholder(s) (if different from 3.)v Name Heygate Group Pension City and country of registered office (if applicable) 5. Date on which the threshold was 24th January 2020 crossed or reachedvi: 6. Date on which issuer notified 27th January 2020 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 3.49% 3.49% 15, on the date on 441 which threshold was ,94 crossed or reached 2 Position of 4.72% previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type Number of voting rightsix % of voting rights
of
shares Direct Indirect Direct Indirect
ISIN code (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of
(if 2004/109/EC) (DTR5.1) Directive Directive Directive
possible) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BGCZ2V99539,646 3.49%
SUBTOTAL 8. 539,646 3.49%
A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting rights that % of voting
financial datex Conversion may be acquired if the rights
instrument Periodxi instrument is
exercised/converted.
SUBTOTAL 8.
B 1
B 2: Financial Instruments with similar economic effect according to Art. 13
(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of voting % of voting
financial datex Conversion cash rights rights
instrument Period xi settlementxii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or X
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows as
necessary)
Namexv % of voting rights if it % of voting rights through Tot
equals or is higher than financial instruments if it al
the notifiable threshold equals or is higher than the of
notifiable threshold bot
h
if
it
equ
als
or
is
hig
her
tha
n
the
not
ifi
abl
e
thr
esh
old
Heygate Group Pension 3.49% 3.4
9%
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion CASTLEFIELD INVESTMENT PARTNERS Date of completion27th January 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to theFCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the Capital for Colleagues PLC underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name CASTLEFIELD FUND PARTNERS City and country of registered office MANCHESTER, UNITED KINGDOM (if applicable) 4. Full name of shareholder(s) (if different from 3.)vName City and country of registered office (if applicable) 5. Date on which the threshold was 28th February 2019 crossed or reachedvi: 6. Date on which issuer notified 27th January 2020 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 4.58% 4.58% 15, on the date on 441 which threshold was ,94 crossed or reached 2 Position of 6.05% previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type Number of voting rightsix % of voting rights
of
shares Direct Indirect Direct Indirect
ISIN code (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of
(if 2004/109/EC) (DTR5.1) Directive Directive Directive
possible) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BGCZ2V99706,893 4.58%
SUBTOTAL 8. 706,893 4.58%
A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting rights that % of voting
financial datex Conversion may be acquired if the rights
instrument Periodxi instrument is
exercised/converted.
SUBTOTAL 8.
B 1
B 2: Financial Instruments with similar economic effect according to Art. 13
(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of voting % of voting
financial datex Conversion cash rights rights
instrument Period xi settlementxii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking
(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows
as necessary)
Namexv % of voting rights if it % of voting rights through Tot
equals or is higher than financial instruments if al
the notifiable threshold it equals or is higher of
than the notifiable bot
threshold h
if
it
equ
als
or
is
hig
her
tha
n
the
not
ifi
abl
e
thr
esh
old
Castlefield B.E.S.T 4.02% 4.0
Sustainable Portfolio 2%
Fund
Castlefield B.E.S.T 0.56% 0.5
Sustainable UK Smaller 6%
Companies Fund
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion CASTLEFIELD FUND PARTNERS Date of completion27th January 2020
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to theFCA in Microsoft Word format if possible)i 1a. Identity of the issuer or the Capital for Colleagues PLC underlying issuer of existing shares to which voting rights are attachedii: 1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) Non-UK issuer 2. Reason for the notification (please mark the appropriate box or boxes with an “X”) An acquisition or disposal of voting rights X An acquisition or disposal of financial instruments An event changing the breakdown of voting rights Other (please specify)iii: 3. Details of person subject to the notification obligationiv Name CASTLEFIELD FUND PARTNERS City and country of registered office MANCHESTER, UNITED KINGDOM (if applicable) 4. Full name of shareholder(s) (if different from 3.)vName City and country of registered office (if applicable) 5. Date on which the threshold was 27th June 2019 crossed or reachedvi: 6. Date on which issuer notified 27th January 2020 (DD/MM/YYYY): 7. Total positions of person(s) subject to the notification obligation % of voting rights % of voting rights Total of both in % Tot attached to shares through financial (8.A + 8.B) al (total of 8. A) instruments num (total of 8.B 1 + ber 8.B 2) of vot ing rig hts of iss uer vii Resulting situation 5.31% 5.31% 15, on the date on 441 which threshold was ,94 crossed or reached 2 Position of 4.58% previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type Number of voting rightsix % of voting rights
of
shares Direct Indirect Direct Indirect
ISIN code (Art 9 of Directive (Art 10 of (Art 9 of (Art 10 of
(if 2004/109/EC) (DTR5.1) Directive Directive Directive
possible) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.2.1) (DTR5.1) (DTR5.2.1)
GB00BGCZ2V99820,695 5.31%
SUBTOTAL 8. 820,695 5.31%
A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting rights that % of voting
financial datex Conversion may be acquired if the rights
instrument Periodxi instrument is
exercised/converted.
SUBTOTAL 8.
B 1
B 2: Financial Instruments with similar economic effect according to Art. 13
(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of voting % of voting
financial datex Conversion cash rights rights
instrument Period xi settlementxii
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking
(s) holding directly or indirectly an interest in the (underlying)
issuerxiii
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows
as necessary)
Namexv % of voting rights if it % of voting rights through Tot
equals or is higher than financial instruments if al
the notifiable threshold it equals or is higher of
than the notifiable bot
threshold h
if
it
equ
als
or
is
hig
her
tha
n
the
not
ifi
abl
e
thr
esh
old
Castlefield B.E.S.T 5.31% 5.3
Sustainable Portfolio 1%
Fund
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be
held
11. Additional informationxvi
Place of completion CASTLEFIELD FUND PARTNERS Date of completion27th January 2020
