Capital for Colleagues plc - Holding(s) in Company PR Newswire

Capital for Colleagues plc / EPIC: CFCP / Market: NEX / Sector: Investment

27 February 2018

CAPITAL FOR COLLEAGUES PLC
(‘Capital for Colleagues’ or the ‘Company’)

Holding in Company

Capital for Colleagues, the investment vehicle focused on opportunities in the Employee Owned Business (‘EOB’) sector, has received a TR-1 which is reproduced without amendment below.

TR-1: Standard form for notification of major holdings


NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the             Capital for Colleagues PLC
underlying issuer of existing shares to
which voting rights are attachedii:

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X”
if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with
an “X”)

An acquisition or disposal of voting rights                                   X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name                                    Castlefield Fund Partners

City and country of registered office   111 Piccadilly, Manchester M1 2HY
(if applicable)

4. Full name of shareholder(s) (if different from 3.)v

Name                                    Castlefield B.E.S.T Sustainable
                                        Portfolio Fund

City and country of registered office
(if applicable)

5. Date on which the threshold was      27/02/2018
crossed or reachedvi:

6. Date on which issuer notified        27/02/2018
(DD/MM/YYYY):

7. Total positions of person(s) subject to the notification obligation

                    % of voting rights % of voting rights Total of both in % Tot
                    attached to shares through financial     (8.A + 8.B)     al
                     (total of 8. A)      instruments                        num
                                       (total of 8.B 1 +                     ber
                                             8.B 2)                          of
                                                                             vot
                                                                             ing
                                                                             rig
                                                                             hts
                                                                             of
                                                                             iss
                                                                             uer
                                                                             vii

Resulting situation       4.03%                                 4.03%        15,
on the date on                                                               417
which threshold was                                                          ,83
crossed or reached                                                           7

Position of               3.96%
previous
notification (if
applicable)



   


8. Notified details of the resulting situation on the date on which the
threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type  Number of voting rightsix          % of voting rights
of
shares             Direct           Indirect        Direct         Indirect
ISIN code    (Art 9 of Directive   (Art 10 of      (Art 9 of      (Art 10 of
(if         2004/109/EC) (DTR5.1)  Directive       Directive      Directive
possible)                         2004/109/EC)   2004/109/EC)    2004/109/EC)
                                   (DTR5.2.1)      (DTR5.1)       (DTR5.2.1)

Ord GBP            620,920                           4.03
0.40

GB00BGCZ2V99

SUBTOTAL 8.              620,920                            4.03
A

B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))

Type of     Expiration Exercise/    Number of voting rights that % of voting
financial   datex      Conversion   may be acquired if the       rights
instrument             Periodxi     instrument is
                                    exercised/converted.

                       SUBTOTAL 8.
                       B 1

B 2: Financial Instruments with similar economic effect according to Art. 13
(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of    Expiration  Exercise/   Physical or  Number of voting % of voting
financial  datex       Conversion  cash         rights           rights
instrument             Period xi   settlementxii

                                   SUBTOTAL
                                   8.B.2



   


9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an “X”)

Person subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other undertaking
(s) holding directly or indirectly an interest in the (underlying)
issuerxiii

Full chain of controlled undertakings through which the voting rights       X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please add additional rows
as necessary)

        Namexv         % of voting rights if it % of voting rights through Tot
                       equals or is higher than  financial instruments if  al
                       the notifiable threshold   it equals or is higher   of
                                                   than the notifiable     bot
                                                        threshold          h
                                                                           if
                                                                           it
                                                                           equ
                                                                           als
                                                                           or
                                                                           is
                                                                           hig
                                                                           her
                                                                           tha
                                                                           n
                                                                           the
                                                                           not
                                                                           ifi
                                                                           abl
                                                                           e
                                                                           thr
                                                                           esh
                                                                           old

Castlefield B.E.S.T             4.03%                                      4.0
Sustainable Portfolio                                                      3%
Fund

Castlefield B.E.S.T             2.03%                                      2.0
Sustainable UK Smaller                                                     3%
Companies Fund

                                                                           6.0
                                                                           6%

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be
held

11. Additional informationxvi



   


Place of completion 111 Piccadilly, Manchester M1 2HY

Date of completion  27th February 2018