AQSE: Stakeholder Update

Stakeholder Update – 26th October 2020

Aquis Stock Exchange (AQSE)

New Growth Market Rulebooks for Access and Apex Segments

AQSE DISCIPLINARY NOTICE (MARKET MESSAGE)

Lombard Capital plc, a company admitted to the AQSE Growth Market, has been sanctioned by AQSE (the "Exchange"). A Disciplinary Notice has been published by the Exchange for the purposes of emphasising the importance of complying with the rules of the Exchange. The Disciplinary Notice can be found by copying the URL below: 

Click here to download.

The Regulation Department 

Aquis Stock Exchange 

77 Cornhill 

ADMISSION OF SECURITY TO TRADING

The following security will be admitted to trading on the AQSE Growth market with effect from 08:00, 16/09/2020.

Name of Issuer: S-Ventures plc
Ordinary Shares ISIN: GB00BN29LY68

Symbol: SVEN
EMS: 1000

The Regulation Department
Aquis Stock Exchange
77 Cornhill London
EC3V 3QQ

Tel: 0203 597 6361
Email: aqseregulation@aquis.eu
Website: www.aquis.eu/aquis-stock-exchange

Notification of amendment to the Aquis Exchange Market Data Fee Schedule (Market Message)

AQSE has published an update to the Market Data Fee Schedule (the "Fee Schedule").

The updated Fee Schedule will apply from January 2021 and is available at http://www.aquis.eu/aquis-stock-exchange/rules-and-regulations/document-library.

Should you have any queries please do not hesitate to contact AQSE Regulation at aqseregulation@aquis.eu

The Regulation Department Aquis Stock Exchange 77 Cornhill London EC3V 3QQ Tel: 0203 597 6361

Withdrawal from NEX Exchange

The following Company will be withdrawn from NEX Exchange with effect from close of business today, 26/09/2018: Arsenal Holdings plc Ordinary Shares of 100 Symbol: AFC ISIN: GB0030895238 The Regulation Department NEX Exchange 2 Broadgate London EC2M 7UR Tel: 020 7818 9767 Fax: 020 7000 5841 Email: regulation@nexexchange.com Website: www.aquis.eu/aquis-stock-exchange

Market Notice - NEX Exchange Qualifying Markets (Market Message)

NEX Exchange has today revised the list of Qualifying Markets for issuers wishing to apply for admission to the NEX Exchange Growth Market under the fast-track procedure. The list of Qualifying Markets has been extended to include the NASDAQ Capital Market, NASDAQ Global Market and NASDAQ Global Select Market segments of NASDAQ US. Companies admitted to these markets are now eligible to apply under the Fast Track procedure.

Withdrawal from NEX Exchange

The following Company will be withdrawn from NEX Exchange with effect from 02/10/2018: DagangHalal plc. Ordinary Shares of 0.01p Symbol: DGHL ISIN: JE00BYXF0V09 The Regulation Department NEX Exchange 2 Broadgate London EC2M 7UR Tel: 020 7818 9767 Fax: 020 7000 5841 Email: regulation@nexexchange.com Website: www.aquis.eu/aquis-stock-exchange

Withdrawal from NEX Exchange

The following Company will be withdrawn from NEX Exchange with effect from close of business today, 18/10/2018: Positive Healthcare Plc 7% due 2021 Bonds of GBP1. Symbol:DOC ISIN: GB00BYSZ9K78 The Regulation Department NEX Exchange 2 Broadgate London EC2M 7UR Tel: 020 7818 9767 Fax: 020 7000 5841 Email: regulation@nexexchange.com Website: www.aquis.eu/aquis-stock-exchange

Admission of Security to Trading

The following security will be admitted to trading on the NEX Exchange service with effect from 08:00, 26/10/2018. Name of Issuer: Auxico Resources Canada Inc. Common Shares of NPV ISIN: CA05334L1094 Symbol: AUAG EMS: 1000 The Regulation Department NEX Exchange 2 Broadgate London EC2M 7UR Tel: 020 7818 9767 Fax: 020 7000 5841 Email: regulation@nexexchange.com Website: www.aquis.eu/aquis-stock-exchange

NEX Exchange Disciplinary Notice (Market Message)

A NEX Exchange corporate adviser has been sanctioned by NEX Exchange (the "Exchange"). A Disciplinary Notice has been published by the Exchange for the purposes of emphasising the importance of complying with the rules of the Exchange.

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